<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" media="screen" href="/~d/styles/rss2full.xsl"?><?xml-stylesheet type="text/css" media="screen" href="http://feeds.reuters.com/~d/styles/itemcontent.css"?><rss xmlns:content="http://purl.org/rss/1.0/modules/content/" xmlns:wfw="http://wellformedweb.org/CommentAPI/" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:sy="http://purl.org/rss/1.0/modules/syndication/" xmlns:slash="http://purl.org/rss/1.0/modules/slash/" xmlns:media="http://search.yahoo.com/mrss/" version="2.0">

<channel>
	<title>Financial Regulatory Forum</title>
	
	<link>http://blogs.reuters.com/financial-regulatory-forum</link>
	<description />
	<lastBuildDate>Mon, 20 May 2013 15:07:55 +0000</lastBuildDate>
	<language>en-US</language>
	<sy:updatePeriod>hourly</sy:updatePeriod>
	<sy:updateFrequency>1</sy:updateFrequency>
	<generator>http://wordpress.org/?v=3.4.2</generator>
		<atom10:link xmlns:atom10="http://www.w3.org/2005/Atom" rel="self" type="application/rss+xml" href="http://feeds.reuters.com/reuters/blogs/FinancialRegulatoryForum" /><feedburner:info xmlns:feedburner="http://rssnamespace.org/feedburner/ext/1.0" uri="reuters/blogs/financialregulatoryforum" /><atom10:link xmlns:atom10="http://www.w3.org/2005/Atom" rel="hub" href="http://pubsubhubbub.appspot.com/" /><feedburner:emailServiceId xmlns:feedburner="http://rssnamespace.org/feedburner/ext/1.0">reuters/blogs/FinancialRegulatoryForum</feedburner:emailServiceId><feedburner:feedburnerHostname xmlns:feedburner="http://rssnamespace.org/feedburner/ext/1.0">http://feedburner.google.com</feedburner:feedburnerHostname><item>
		<title>No bank is ‘too big to jail,’ U.S. Attorney General Holder warns</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/05/20/no-bank-is-too-big-to-jail-u-s-attorney-general-holder-warns/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/05/20/no-bank-is-too-big-to-jail-u-s-attorney-general-holder-warns/#comments</comments>
		<pubDate>Mon, 20 May 2013 15:07:55 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[basel III]]></category>
		<category><![CDATA[capital standards]]></category>
		<category><![CDATA[LIBOR]]></category>
		<category><![CDATA[too big to fail]]></category>
		<category><![CDATA[too big to save]]></category>
		<category><![CDATA[U.S. Department of Justice (DOJ)]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9747</guid>
		
			<content:encoded><![CDATA[With statutes of limitations about to run out on much of the pre-crisis conduct, Holder and the DoJ, as well as the regulatory agencies, will have to scramble to bring civil and criminal cases in...]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/05/20/no-bank-is-too-big-to-jail-u-s-attorney-general-holder-warns/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>U.S. consumer bureau’s first criminal referral is a warning for regulated banks</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/05/15/u-s-consumer-bureaus-first-criminal-referral-is-a-warning-for-regulated-banks/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/05/15/u-s-consumer-bureaus-first-criminal-referral-is-a-warning-for-regulated-banks/#comments</comments>
		<pubDate>Wed, 15 May 2013 15:34:53 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[CFPB]]></category>
		<category><![CDATA[dodd-frank implementation]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9742</guid>
		
			<content:encoded><![CDATA[When conducting an examination, its examiners look at issues such as potential legal violations involving unfair, deceptive, or abusive practices, issues arising from complaints, and specific...]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/05/15/u-s-consumer-bureaus-first-criminal-referral-is-a-warning-for-regulated-banks/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Exclusive: Consultancies on second tier as Justice Department seeks HSBC compliance monitor</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/05/14/exclusive-consultancies-on-second-tier-as-justice-department-seeks-hsbc-compliance-monitor/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/05/14/exclusive-consultancies-on-second-tier-as-justice-department-seeks-hsbc-compliance-monitor/#comments</comments>
		<pubDate>Tue, 14 May 2013 19:36:19 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[AML]]></category>
		<category><![CDATA[compliance culture]]></category>
		<category><![CDATA[conduct of business]]></category>
		<category><![CDATA[HSBC]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9737</guid>
		
			<content:encoded><![CDATA[In January, HSBC passed a list of three preferred monitor candidates to the Justice Department, which can choose one of them or instruct HSBC to come up with a new list.]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/05/14/exclusive-consultancies-on-second-tier-as-justice-department-seeks-hsbc-compliance-monitor/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>EXCLUSIVE: Public face of controversial AML rule-making effort to leave U.S. Treasury Department</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/05/03/exclusive-public-face-of-controversial-aml-rule-making-effort-to-leave-u-s-treasury-department/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/05/03/exclusive-public-face-of-controversial-aml-rule-making-effort-to-leave-u-s-treasury-department/#comments</comments>
		<pubDate>Fri, 03 May 2013 15:18:02 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[anti-money laundering (AML)]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9732</guid>
		
			<content:encoded><![CDATA[Sarah Runge, who has served as assistant director under Poncy, will take over as acting director of the Treasury office when he leaves. A Treasury official described her as "sharp and motivated."]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/05/03/exclusive-public-face-of-controversial-aml-rule-making-effort-to-leave-u-s-treasury-department/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>ACCELUS SUMMIT: FATCA compliance is a manageable challenge, but deadlines loom</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/05/02/accelus-summit-fatca-compliance-is-a-manageable-challenge-but-deadlines-loom/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/05/02/accelus-summit-fatca-compliance-is-a-manageable-challenge-but-deadlines-loom/#comments</comments>
		<pubDate>Thu, 02 May 2013 15:40:25 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[anti-money laundering (AML)]]></category>
		<category><![CDATA[FATCA]]></category>
		<category><![CDATA[SEC]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9729</guid>
		
			<content:encoded><![CDATA[The key to establishing a FATCA compliance program is to create onboarding and monitoring protocols that identify responsibility for functions, and to educate customers and clients about their tax...]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/05/02/accelus-summit-fatca-compliance-is-a-manageable-challenge-but-deadlines-loom/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>ACCELUS SUMMIT: Former U.S. SEC chief Pitt warns against imposing regulations abroad, urges industry engagement</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/05/02/accelus-summit-former-u-s-sec-chief-pitt-warns-against-imposing-regulations-abroad-urges-industry-engagement/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/05/02/accelus-summit-former-u-s-sec-chief-pitt-warns-against-imposing-regulations-abroad-urges-industry-engagement/#comments</comments>
		<pubDate>Thu, 02 May 2013 14:34:32 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[compliance controls]]></category>
		<category><![CDATA[financial regulatory reform]]></category>
		<category><![CDATA[SEC]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9723</guid>
		
			<content:encoded><![CDATA[To keep up, compliance and regulation professionals are now spending 20 percent of their time just on tracking regulatory changes. - Harvey Pitt, SEC]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/05/02/accelus-summit-former-u-s-sec-chief-pitt-warns-against-imposing-regulations-abroad-urges-industry-engagement/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>SEC’s Walter says she is open to alternatives to overseeing investment advisers</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/04/19/secs-walter-says-she-is-open-to-alternatives-to-overseeing-investment-advisers/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/04/19/secs-walter-says-she-is-open-to-alternatives-to-overseeing-investment-advisers/#comments</comments>
		<pubDate>Fri, 19 Apr 2013 09:14:20 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[Elisse Walter]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[investment advisers]]></category>
		<category><![CDATA[SEC]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9717</guid>
		
			<content:encoded><![CDATA[Walter has said in the past that a self-regulated organization should oversee investment advisers because the SEC does not have the resources to regulate the industry by itself.]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/04/19/secs-walter-says-she-is-open-to-alternatives-to-overseeing-investment-advisers/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>New regulations require cleaner data</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/04/18/new-regulations-require-cleaner-data/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/04/18/new-regulations-require-cleaner-data/#comments</comments>
		<pubDate>Thu, 18 Apr 2013 16:30:04 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[Dodd-Frank Act]]></category>
		<category><![CDATA[EMIR]]></category>
		<category><![CDATA[FATCA]]></category>
		<category><![CDATA[record keeping and reporting]]></category>
		<category><![CDATA[reference data]]></category>
		<category><![CDATA[regulatory reform]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9710</guid>
		
			<content:encoded><![CDATA[The industry has come to realise that, all too often, business entity reference data can be unclear, inaccurate and maintained using legacy processes, often manual, which cannot keep pace with or...]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/04/18/new-regulations-require-cleaner-data/feed/</wfw:commentRss>
		<slash:comments>1</slash:comments>
		</item>
		<item>
		<title>New Basel credit-exposure limits will force banks to think harder on concentration</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/04/10/new-basel-credit-exposure-limits-will-force-banks-to-think-harder-on-concentration/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/04/10/new-basel-credit-exposure-limits-will-force-banks-to-think-harder-on-concentration/#comments</comments>
		<pubDate>Wed, 10 Apr 2013 14:00:49 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA[bank capital requirements]]></category>
		<category><![CDATA[basel]]></category>
		<category><![CDATA[credit limits]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9704</guid>
		
			<content:encoded><![CDATA[In light of the new guidance provided by the BIS and numerous scandals that marred the banking industry since early 2012, U.S. regulators will be under pressure to revise their proposals in the...]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/04/10/new-basel-credit-exposure-limits-will-force-banks-to-think-harder-on-concentration/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Ontario Securities Commission fines, bans “qualified person” in landmark enforcement over faked science</title>
		<link>http://blogs.reuters.com/financial-regulatory-forum/2013/04/05/ontario-securities-commission-fines-bans-qualified-person-in-landmark-enforcement-over-faked-science/</link>
		<comments>http://blogs.reuters.com/financial-regulatory-forum/2013/04/05/ontario-securities-commission-fines-bans-qualified-person-in-landmark-enforcement-over-faked-science/#comments</comments>
		<pubDate>Fri, 05 Apr 2013 08:38:27 +0000</pubDate>
		<dc:creator>Guest Contributor</dc:creator>
				<category><![CDATA[Financial Regulatory Forum]]></category>
		<category><![CDATA["qualified persons"]]></category>
		<category><![CDATA[capital markets]]></category>
		<category><![CDATA[conduct of business]]></category>
		<category><![CDATA[Ontario Securities Commission (OSC)]]></category>
		<category><![CDATA[trading]]></category>

		<guid isPermaLink="false">http://blogs.reuters.com/financial-regulatory-forum/?p=9697</guid>
		
			<content:encoded><![CDATA[The OSC halted trading in Bear Lake on July 17, 2009, following which Bear Lake announced that it had become aware of material inconsistencies in its exploration results.]]></content:encoded>
			<wfw:commentRss>http://blogs.reuters.com/financial-regulatory-forum/2013/04/05/ontario-securities-commission-fines-bans-qualified-person-in-landmark-enforcement-over-faked-science/feed/</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
	</channel>
</rss><!-- Dynamic page generated in 0.333 seconds. --><!-- Cached page generated by WP-Super-Cache on 2013-05-25 05:37:03 --><!-- Compression = gzip -->
